Broker Check

Our Broker/Dealer

Andrei Hall is a registered independent agent with the broker/dealer firm LPL Financial.

Hall Wealth advisors have direct access to the LPL Financial team of analysts and to proprietary software for integrated estate, retirement, and college planning. These resources help Hall Wealth advisors focus on our client relationships and investment strategies.

LPL Financial was formed in 1989 and is the number one independent broker/dealer in the country.1 The one and only focus of LPL Financial is providing financial advisors who work with LPL Financial with with the tools, training, and support they need to offer professional advice to their clients. More than 2,600 employees in Boston, Charlotte and San Diego headquarters assist with everything from product knowledge to client service.

LPL Financial provides many investment options from a wide range of the nation’s top providers:

  • Individual stocks and bonds
  • Comprehensive asset management accounts
  • Mutual funds
  • Domestic and foreign securities
  • Alternative investments
  • Estate, college, business, tax, and retirement planning
  • Comprehensive asset management accounts
  • Variable and fixed annuities
  • Individual stocks and bonds
  • Estate, college, business, tax, and retirement planning
  • Domestic and foreign securities
  • Alternative investments
  • Insurance
  • Trust services2

Account Protection
The LPL Financial SIPC membership provides account protection up to a maximum of $500,000 per customer, of which $250,000 may be claims for cash. For an explanatory brochure, visit www.sipc.org. Additionally, through London Insurers, LPL Financial accounts have additional securities protection to cover the net equity of customer accounts up to an overall aggregate firm limit of $575 million subject to conditions and limitations. The account protection applies when an SIPC member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments. This extensive coverage reflects a strong commitment to servicing your investment needs.

FDIC-insured cash accounts
Through the LPL Financial multi-bank Insured Cash Account Program, deposits are eligible for up to $1.5 million of deposit insurance for individual or trust accounts, and up to $3 million of deposit insurance for joint accounts through the FDIC. At each bank, your Insured Cash Account deposits are insured by the FDIC to a maximum amount of $250,000 (including principal and accrued interest) when aggregated with all other deposits held by you in the same recognized legal capacity (e.g., individual, joint, IRA, etc.) at the same bank. If you and your spouse have a joint account, your account would be eligible for up to $500,000 of FDIC deposit insurance per bank. If you have any questions about FDIC insurance coverage, visit www.fdic.gov. Keep in mind that other investment holdings are subject to loss.

1 As reported by Financial Planning magazine, June 1996-2014, based on total revenue.
2 LPL Financial representatives offer access to trust services through The Private Trust Company N.A., an affiliate of LPL Financial.